International patent filings under the World Intellectual Property Organization's
(WIPO's) Patent Cooperation Treaty (PCT) fell by 4.5% in 2009 with sharper than
average declines experienced by some industrialized countries amid tougher economic
conditions, although there was growth in filings in a number of East Asian countries.
Provisional data from WIPO indicates that 155,900 international patent applications
were filed in 2009 as compared to the nearly 164,000 applications filed in 2008.
"The decline in PCT filings is not as sharp as originally anticipated
– last year's results bring us back to just under 2007 levels, when 159,886
international applications were filed," said WIPO Director General Francis
Gurry. "Interestingly, the rate of decline in international filings is
lower than that experienced in some national contexts. This is an indication
of a broad recognition that it makes good business sense, whatever the economic
conditions, to continue to protect commercially valuable technologies internationally."
International patent filings in a number of East Asian countries continued
to enjoy positive growth in spite of the challenging global economic conditions.
Japan, the second largest user of the PCT, experienced a 3.6% rate of growth
with 29,827 applications; South Korea was ranked as the fourth largest user
of the system, experiencing 2.1% growth with 8,066 applications; and China became
the fifth largest PCT user with a strong growth rate of 29.7%, representing
some 7,946 international applications.
In contrast, the filing rate dropped by 11.4% in the United States and by 11.2%
in Germany in 2009. Declines were also experienced in the United Kingdom (-3.5%),
Switzerland (-1.6%), Sweden (-11.3%), Italy (-5.8%), Canada (-11.7%), Finland
(-2.2%), Australia (-7.5%) and Israel (-17.2%).
The United States maintained its top ranking, filing just under a third of
all international applications in 2009 (45,790), followed by Japan (+3.6%, 29,827
applications), Germany (-11.2% or 16,736 applications), South Korea (+2.1%,
8,066 applications), China (+29.7%, 7,946 applications), France (+1.6%, 7166
applications), the United Kingdom (-3.5% or 5,320 applications), the Netherlands
(+3.0% or 4,471 applications), Switzerland (-1.6% or 3,688 applications) and
Sweden (-11.3% or 3,667 applications).
Japan's Panasonic Corporation returned to the top spot in the list of PCT applicants,
nudging China's Huawei Technologies, Co., Ltd. into second place. Panasonic
had 1,891 PCT applications published in 2009, Huawei Technologies had 1,847,
followed by Germany's Robert Bosch (1586 applications), the Netherlands's Koninklijke
Philips Electronics (1,295 applications) and the US's Qualcomm Incorporated
(1,280 applications). Four Japanese companies, Panasonic, NEC Corporation (ranked
8th), Toyota Jidosha Kabushiki Kaisha (ranked 9th) and Sharp Kabushiki Kaisha
(ranked 10th) featured in the list of top 10 largest filers.
The University of California accounted for the largest number of applications
published in the category of educational institutions. Most top-filing universities,
however, experienced declines in the number of international patent filings
in 2009.
The largest number of international applications received from developing countries
in 2009 came from South Korea (8,066) and China (7,946) followed by India (761),
Singapore (594), Brazil (480), South Africa (389), Turkey (371), Malaysia, (218),
Mexico (185) and Barbados (96).
Developing countries make up over 78% of the membership of the PCT, representing
112 of the 142 countries that have signed up to the treaty and accounted for
14% of the total number of filings (with China and South Korea accounting for
10%).
Declines and advances in PCT filings varied by technology area, according to
WIPO. The greatest declines related to computer technology (12,560 applications,
down 10.6% on 2008); pharmaceuticals (12,200 applications, down 8.0% on 2008)
and medical technology (12,091 applications, down 5.9% on 2008). The largest
growth rates were experienced in micro-structural and nano-technology (+10.2%),
semiconductors (+10%) and thermal processes and apparatus (+ 7.2%).
The PCT system, first launched in 1978, is designed to promote effective information
sharing among patent offices, to avoid duplication of work and to facilitate
access to patent information. By filing one "international" patent
application under the PCT, protection of an invention can be sought simultaneously
in each of a large number of countries. Both applicants and patent offices of
PCT member states benefit from the uniform formality requirements, the international
search and preliminary examination reports, and the centralized international
publication provided by the PCT system.